The NASAA Electronic Filing Depository allows filers and issuers to quickly submit filing notices, fees, and forms to states, U.S. territories and jurisdictions.
Scientists & medical professionals have yet to discover a medical breakthrough or have developed a vaccine or means to cure COVID19. You should not send money or make payments over the phone to anyone claiming they can prevent COVID19, have a vaccine or other preventive medicine.
NASAA has released for public comment a proposed model act to assist states in creating a restitution assistance fund for victims of securities law violations. We look forward to hearing from you. http://bit.ly/3dRqFZG
NASAA today updated the status of the work of the COVID-19 Enforcement Task Force, consisting of state and provincial securities regulators, to identify and stop potential threats to investors stemming from the pandemic. Details: http://bit.ly/30PwV1w